Current Investigations
Penn Square IV U.S. Real Estate Fund LP, Investigating Potential Claims
Securities Investigation: Penn Square IV U.S. Real Estate Fund LP The White Law Group is investigating potential claims involving broker...
Jeffrey Basford, David Lerner Associates, Barred after Allegations
David Lerner Advisor Jeffrey Basford Allegedly sold Unsuitable Energy Investments to Clients According to the Financial Industry...
MML Advisor Amanda Berry Allegedly Misappropriated Client Funds
MML Investor Services Advisor Amanda Berry of Oklahoma City Reportedly barred after Allegations of Investment Fraud According to an...
SEC Bars Arthur Hoffman after Allegations of Fraudulent Crypto Scheme
Art Hoffman, of Ameriprise Financial, Allegedly Defrauded Clients in connection with Zima Digital Assets The Securities and Exchange...
Ex-LPL Advisor James Couture Pleads Guilty
James Couture, LPL Advisor, Faces 20 years in Prison for Defrauding Investors According to a press announcement on September 8, 2022,...
FS Global Credit Opportunities Fund to List Shares under “FSCO”
Recovery of Investment Losses involving FS Global Credit Opportunities Fund Are you concerned about your investment in FS Global Credit...
