Current Investigations
FINRA Fines UBS Securities $2.5 Million for Reg SHO Violations
UBS Sanctioned for Reg SHO Violations and Supervisory Failures According to a press announcement this week, the Financial Industry...
GWG Holdings * GWG L Bonds * Investor Lawsuits for Recovery
Update on GWG Holdings Inc. (Nasdaq GWGH) Securities Fraud Investigation The White Law Group continues to investigate potential...
Bradley Goodbred allegedly stole $1.2 M from Elderly Client
SEC Reportedly Charges Former LPL Advisor, Bradley Goodbred, with Fraud On September 29, 2022 the Securities and Exchange Commission...
Richard M. Crabtree Allegedly Defrauded Client
SEC Reportedly Bars Merrill Lynch Advisor Richard Crabtree after Allegations of Fraud According to the Securities and Exchange Commission...
Investor Alert: Empire Village at Schnepf Farms LLC
Securities Investigation: Empire Village at Schnepf Farms LLC Are you concerned about your investment in Empire Village at Schnepf Farms...
Red Oak Income Opportunity Fund LLC: Securities Investigation
Investigating Claims involving Red Oak Income Opportunity Fund LLC The White Law Group is investigating potential securities claims...
