Current Investigations
FINRA Sanctions Wedbush Securities for Regulatory Failures
Wedbush Securities to pay $850,000 after Allegations of Misrepresentations, Supervisory Failures According to a Letter of Acceptance...
Western International Allegedly Failed to Supervise REIT Sales
FINRA hits Western International Securities with $400,000 Fine plus Restitution for Supervisory Failures regarding Non-traded REITs...
New Haven Broker John Anthony Sommo Barred from Securities Industry
John Sommo, UBS Financial Services, Barred after allegations of unsuitable investments According to the Financial Industry Regulatory...
StHealth Capital Investment Corp. Liquidation for Investors
StHealth Capital Investment Corp. Tender Offer Price Indicates Losses for Investors The White Law Group continues to investigate...
Medical Properties Trust Inc. (MPW) Declines more than 50%
Securities Investigation: Medical Properties Trust Inc. (MPW) The White Law Group is investigating potential securities claims involving...
Ex-MML Advisor Adam Belardino Pleads Guilty to Stealing from Client
Financial Advisor Adam Belardino of Maddox Group Reportedly Confesses to Schemes to Defraud Clients and Employees Financial advisor Adam...
