Current Investigations
Gemini Opportunity Fund III – Private Placement – Investment Losses
Investigating Potential Claims Involving Gemini Opportunity Fund III Have you suffered losses investing in Gemini Opportunity Fund III? If...
Jon Freeze Barred from Securities Industry
Jon Freeze, Fortune Financial – Broker Investigation Updated July 19, 2019 Are you concerned about your investments with former...
Morgan Stanley Smith Barney Censured and Fined $500,000
FINRA Fines and Censures Morgan Stanley Smith Barney over Supervisory Issues According to the Financial Industry Regulatory Authority,...
FSC Securities Corporation Censured and Fined $100,000
FINRA sanctions FSC Securities in Atlanta, GA for Supervisory Issues According to FINRA, FSC Securities Corporation (CRD #7461, Atlanta,...
Financial Advisor George Dahl Barred from Securities Industry
FINRA reportedly bars George Dahl after failure to provide testimony According to the Financial Industry Regulatory Authority in August...
Dextera Surgical Inc.- Cardica Inc. – Securities Investigation
Did your Financial Advisor Recommend Investing in Dextera Surgical Inc. (aka Cardica Inc.)? The White Law Group is investigating the...
