Current Investigations
Barred Nebraska Broker Karl Dierman Charged with Fraud
Karl Dierman – Securities Investigation According to News Channel Nebraska on February 6, former financial advisor Karl Dierman of...
FINRA Bars NY Advisor Ricardo Rodriguez-Stern
Ricardo Rodriguez-Stern Barred for failure to provide information According to the Financial Industry Regulatory Authority (FINRA), the...
VelocityShares Daily Inverse VIX Medium-Term ETNs – Trading Halted
Recovery of Investment Losses – VelocityShares Daily Inverse VIX Medium-Term ETNs Are you concerned about investment losses in...
Trading Halted – ProShares Short VIX Short-Term Futures ETF
Investigating Potential Claims – ProShares Short VIX Short-Term Futures ETF Have you suffered investment losses in ProShares Short...
VelocityShares Daily Inverse VIX Short Term ETNs – Trading Halted
Investment Losses in VelocityShares Daily Inverse VIX Short Term ETNs Did you lose money investing in VelocityShares Daily Inverse VIX...
Behringer Harvard Opportunity REIT I – Dissolution
Behringer Harvard Opportunity REIT I – Secondary Market Price $1.60/share Have you suffered losses investing in Behringer Harvard...
