Current Investigations
Horizontal Exploration – Private Placement – Securities Investigation
Investigating Potential Claims – Horizontal Exploration Are you concerned about investment in Horizontal Exploration? If so, the...
MDS Energy Public 2013 Program – Securities Investigation
Investigating Potential Claims – MDS Energy Public 2013 Program Have you suffered losses investing in MDS Energy Public 2013 Program? If...
Advisor Michael Giokas Reportedly Barred after Fraud charges
Update on Michel Giokas – Securities Fraud Investigation Have you suffered losses investing with financial advisor Michael Giokas and...
FINRA Awards $204,000 involving UBS, Puerto Rico Bonds
FINRA Panel says UBS was liable for breach of contract and unsuitability According to the Financial Industry Regulatory Authority (FINRA),...
NJ Broker Gary Basralian Barred from Securities Industry
FINRA reportedly bars Gary Basralian for failure to provide information during an investigation. According to the Financial Industry...
Miami Advisor Thomas Meier Barred from Securities Industry
FINRA Bars Former Morgan Stanley Broker Thomas Meier for unauthorized trades According to the Financial Industry Regulatory Authority...
