Current Investigations
FINRA Award: UBS & Broker Michael J. Keane to pay $805,000
Claim Alleges Michael J. Keane guilty of fraud, misrepresentation According to the Financial Industry Regulatory Authority (FINRA) website,...
The Parking REIT Inc. – Failure to File Annual Report
The Parking REIT Launches Internal Investigation The White Law Group continues to investigate the liability that FINRA registered brokerage...
Bradley Freimark, Proequities | Fraud Investigation
Concerned about investment losses with Bradley Freimark? Have you suffered losses investing with Bradley Freimark and Proequities, Inc.? If...
Cole Credit Property Trust IV – Decreases NAV
Cole Credit Property Trust IV – Securities Investigation Are you concerned about your investment in Cole Credit Property Trust IV? If...
SEC Censures & Fines PNC, Securities America, and Geneos
The SEC Cracks Down on Mutual Fund Overcharges The SEC explained in February in its 2018 National Exam Program examination priorities...
William G. Brunner Barred from Securities Industry
FINRA Bars New York Advisor William G. Brunner According to The Financial Industry Regulatory Authority (FINRA), the regulator has barred...
