Current Investigations
Vanderbilt Securities Censured & Fined $200,000, Failure to Supervise
Mark Kaplan – Vanderbilt Securities – Alleged Churning and Unsuitable, Excessive Trades According to the Financial Industry Regulatory...
Brad Lawing Suspended for Unsuitable Investments
Brad Lawing – Cambridge Investment Research – Securities Investigation According to the Financial Industry Regulatory Authority (FINRA)...
Third Party Offers to Tender Shares of American Finance Trust
Mackenzie says “You can finally get your cash out of American Finance Trust, Inc.” According to letter dated July 25, Mackenzie Realty...
FS Investment Corporation III – FSIC III – Illiquid Investment
FS Investment Corporation III Investors may have claims. If your financial advisor unsuitably recommended investing in FS Investment...
KBS Strategic Opportunity REIT II – Illiquid Investment
KBS Strategic Opportunity REIT II Investors may have claims. If your financial advisor unsuitably recommended investing in KBS Strategic...
Investigating Potential Claims – Lodging Opportunity Fund
Lodging Opportunity Fund – Securities Investigation Are you concerned about your investment in Lodging Opportunity Fund? If so, the...
