Current Investigations
Breitling Oil & Gas – Update on Investigation
Breitling Oil & Gas – Christopher Faulkner – Securities Fraud Investigation Have you suffered losses investing in Breitling Oil...
David Ferwerda Barred from Securities Industry
David Ferwerda – Signator Investors – Grand Rapids, Michigan According to the Financial Industry Regulatory Authority (FINRA), the...
FINRA Fines LPL Financial $2.75 Million
FINRA Sanctions LPL for Complaint Reporting Violations and AML Program Failures According to the Financial Industry Regulatory Authority...
Bruce Plyer Barred from Securities Industry
Bruce Plyer – Morgan Stanley – Florham Park, New Jersey According to the Financial Industry Regulatory Authority (FINRA), the regulator...
Wheeler Real Estate Investment Trust Investigation
Investigating Potential Claims involving Wheeler Real Estate Investment Trust Are you concerned about your investment in Wheeler Real...
William Hightower Indicted on 13 Counts of Fraud & Money Laundering
William Hightower – Hightower Capital Group – Investigation According to a press announcement on October 11, 2018, former financial...
