Current Investigations
Jerry Wayne Simpson Indicted on Fraud Charges
Concerned about your investments with Jerry Wayne Simpson? According to news reports, between March 2016 and October 2017, former financial...
John Greg Schmidt Arrested for Fraud Scheme
John Greg Schmidt – Securities Fraud Investigation According to news reports last week, former financial advisor John Greg Schmidt...
Resource Royalty Fund – Investigation
Resource Royalty Fund – Investors may have claims. Are you concerned about your investment in Resource Royalty Fund? If so, the...
State of Mass. Fines Stifel Nicolaus & Co $300K
Stifel Nicolaus & Co to pay $300,000 for Alleged Scheme According to reports, Massachusetts’ regulators led by Secretarty of...
Red River Health Facilities Development Corp. Investigation
Red River Health Facilities Development Corp. Municipal Bonds -Updated May 23, 2019 Are you concerned about your investment in Red River...
Cetera fined $1.4 million for Churning
Cetera Advisor Networks According to the Financial Industry Regulatory Authority (FINRA), the regulator has fined Cetera Advisor Networks...
