Current Investigations
Thomas H. Laws, HD Vest | Broker Investigation
Thomas H. Laws – Santa Fe Gold Corp. Investment Losses Have you suffered losses investing with Thomas H. Laws in Silver City, NM? If...
Fraudulent Microcap Manipulation Scheme
Environmental Packaging Technologies Holdings, CURE Pharmaceutical Holding Corp. Microcap Stock Investigation According to a press...
Jason Lane, Wells Fargo | Broker Investigation
Broker Jason Lane Suspended for Allegedly Selling Away Are you concerned about investments you made with broker Jason Barrett Lane? The...
Scott Klor Broker Investigation
Scott Klor, LPL Financial Suspended & Fined Are you concerned about your investments with former financial advisor Scott Klor? If so,...
Chris Kubiak Broker Fraud Investigation updated 9/24/19
Chris Kubiak Arrested and Charged with Felony Theft by Fraud Have you suffered losses investing with broker Chris Kubiak? If so, the...
James Bylenga Broker Investigation
James Bylenga Barred from the Securities Industry. According to the Financial Industry Regulatory Authority (FINRA), the regulator has...
