Current Investigations
FS Investments Merger | FS KKR Capital Corp. II (FSK II)
FS Investments, FS KKR Capital Corp. II (FSK II) – Securities Investigation Are you concerned about your FS Investments offerings?...
William Gennity – Securities Fraud Investigation
Barred Broker William Gennity to pay $2.4 Million FINRA Award Have you suffered losses investing with former financial advisor William...
Robert Charles High II | Broker Fraud Investigation
Robert Charles High II – FBI Investigation Have you suffered losses investing with financial advisor Robert Charles High II? If so, the...
Michael Bastardi | Broker Investigation
FINRA Bars Michael Bastardi, Former Securities America Financial Advisor Are you concerned about investments with former financial advisor...
Herbert Hafen Broker Investigation
Herbert Hafen, Morgan Stanley – Allegedly Barred from Securities Industry Have you suffered losses investing with former financial...
Gregory Alan Levine | Broker Investigation
Gregory Alan Levine (Greg Alan Levine) – First Allied Securities – Fort Lauderdale, FL Have you suffered investment losses with...
