Current Investigations
FINRA Settles with 56 Firms over Mutual Fund Waiver Initiative
56 Settlements with Member Firms & $89 Million in Restitution According to a press announcement on Wednesday, the Financial Industry...
Sampson Pearson Jr. Broker Investigation
Sampson Pearson – Northwestern Mutual Investment Services – Charlotte, NC Are you concerned about your investments with Sampson Pearson...
American Eagle Energy Corp. Investigation
American Eagle Energy Corp. – Securities Investigation Are you concerned about your investment in American Eagle Energy Corp.? If so, the...
AR Capital & Execs Settle SEC Charges for $60 Million
AR Capital & Execs Settle SEC Charges for $60 Million According to a press announcement yesterday, the Securities and Exchange...
USEDC 2018 B Drilling Fund | U.S. Energy Development Corp. Lawsuits
USEDC 2018 B Drilling Fund LP Investigation The White Law Group is investigating potential claims involving the liability that some broker...
Genesis Strategic Investors (QP) L.P. Investigation
Genesis Strategic Investors (QP) L.P. Securities Investigation Are you concerned about your investment in Genesis Strategic Investors...
