Current Investigations
Richard G. Cody Securities Fraud Investigation Update
SEC Enters Final Judgment against Jailed Advisor Richard G. Cody Concerned about investments with Former Broker Richard G. Cody? Have you...
Nuveen Energy MLP Total Return Fund (JMF) Investment Losses
Recovery of Investment Losses in Nuveen Energy MLP Total Return Fund (JMF) Have you suffered losses investing in Nuveen Energy MLP Total...
Goldman Sachs MLP and Energy Renaissance Fund (GER)
Goldman Sachs MLP and Energy Renaissance Fund (GER) Investment Losses Have you suffered losses investing in Goldman Sachs MLP and Energy...
Next Financial Group to pay $500,000 to Investors
Next Financial Group, Houston, Texas Texas Securities Commission orders Next Financial Group of Houston, Texas, to refund $500,000 to...
Center Coast Brookfield MLP & Energy Infrastructure Fund (CEN)
Center Coast Brookfield MLP & Energy Infrastructure Fund CEN Investment Losses Updated April 1, 2020 Have you suffered losses investing...
Criterion Wealth Management Securities Investigation
SEC Reportedly Charges Criterion Wealth Management Insurance Services with Allegedly Defrauding Clients According to the Securities and...
