Current Investigations
Broker Minish “Joe” Hede Reportedly Charged with Illegal Securities Sales
Joe Hede, Paulson Investment Company, New York, NY SEC Reportedly charges Joe Hede and Kevin Graetz with Selling Away in connection with...
Broker Kenneth Butschek Reportedly Barred from Securities Industry
Kenneth Butschek, Proequities Inc., Halletsville, TX According to public records, the Financial Industry Regulatory Authority (FINRA) on...
Moors & Cabot Inc. Censured & Fined $250,000
FINRA Sanctions Moors & Cabot Inc. for Failure to Disclose $7.5 M in Compensation According to the Financial Industry Regulatory...
Mega Blockchain, Corp. Investment Losses
Concerned about your investment in Mega Blockchain Corp.? Are you concerned about your investment in Mega Blockchain Corp.? If so, the...
COVID-19 Enforcement Task Force Halts Fraud Schemes
Task Force Protects Investors From 244 Fraud Schemes relating to Covid-19 Pandemic According to a press announcement on August 19, 2020,...
Valaris PLC (VAL) Files for Chapter 11 Bankruptcy Protection
Valaris PLC (VAL) Investment Losses Have you suffered investment losses in Valaris PLC (VAL) at the advice of your financial advisor? If...
