Current Investigations
Buddy Mac Holdings LLC Securities Investigation
Did your broker recommend an investment in Buddy Mac Holdings LLC? The White Law Group is investigating potential securities claims...
O. N. Equity Sales Company reportedly to pay $1 Million
FINRA Sanctions O. N. Equity for Rep’s alleged Unsuitable VA Sales According to public records posted on FINRA’s site this week, the...
FINRA Claim: Morgan Stanley & Broker Jacob Shapira
Morgan Stanley Broker Jacob “Cobby” Shapira allegedly Shorted Amazon Stock According to Financial Advisor IQ this week, a...
David Martirosian of Joseph Stone Capital Barred from Securities Industry
FINRA Reportedly Bars Broker David Martirosian after Allegations of Unsuitable & Excessive Trading According to public records posted...
Pruco’s Frederick Joseph Rock – Fred Rock – Suspended
FINRA Reportedly Suspends Fred Rock after Allegations of Selling Away According to public records provided by the Financial Industry...
FINRA Claim: $23 Million over Tesla Trades
UBS Broker Allegedly Promoted Short Selling Tesla Stock According to an article in AdvisorHub today, a group of investors have reportedly...
