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Current Investigations

Blog, Current Investigations

Mercer Hicks III Reportedly Barred after Complaints 

FINRA Reportedly Decides Mercer Hicks III Recommended Unsuitable Investments   According to the Financial Industry Regulatory Authority...

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Blog, Current Investigations

Broker David White, Centaurus Financial has 12 Customer Complaints

Centaurus Advisor David White’s customers Allege Unsuitable Investments The White Law Group is investigating potential securities claims...

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Blog, Current Investigations

Investment Losses: Northstar Financial Services

Northstar Financial Services (Bermuda) LTD Files Chapter 15 Bankruptcy Did your broker recommend an investment in Northstar Financial...

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Blog, Current Investigations

Robert Ginsberg, Woodbury Broker, Customer Complaints

Connecticut Advisor Robert Ginsberg’s customers Allege Unsuitable Investments The White Law Group is investigating potential securities...

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Blog, Current Investigations

Rodin Income Trust Inc. Lawsuit Investigation

Invest in Rodin Income Trust Inc.? The White Law Group may be able to help you to recover your financial losses. The White Law Group is...

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Blog, Current Investigations

FINRA Investigation: Merrill Lynch & Alleged Cold Calling Violations

Merrill Lynch Reportedly Pauses Cold Calling in Training Program According to Advisor Hub this week, the Financial Industry Regulatory...

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