Current Investigations
Pruco’s Frederick Joseph Rock – Fred Rock – Suspended
FINRA Reportedly Suspends Fred Rock after Allegations of Selling Away According to public records provided by the Financial Industry...
FINRA Claim: $23 Million over Tesla Trades
UBS Broker Allegedly Promoted Short Selling Tesla Stock According to an article in AdvisorHub today, a group of investors have reportedly...
SEC Orders Final Judgment against Ex-advisor Lester “Chad” Burroughs
Ex-Lincoln Investment advisor Lester “Chad” Burroughs Found Guilty of Wire Fraud The Securities and Exchange Commission has entered a...
GPB Holdings II LP “Ponzi-Like Scheme” – Recovery for Investors
GPB Holdings II LP Lawsuits Investigation Update The White Law Group continues to investigate potential securities lawsuits involving...
Presidio Property Trust (NASDAQ:SQFT) Lawsuit Investigation Update
Did your broker recommend an investment in Presidio Property Trust? The White Law Group continues to investigate potential securities...
FINRA Reviews Ex-UBS Advisor over $3.75M Settlement
Paul Koch, former UBS Financial advisor, Reportedly Sued for Unsuitable Investments According to Financial Advisor IQ today, the Financial...
