Current Investigations
CION Investment Corporation (CION) Shareholder Lawsuits
CION Investment Corp. (CION) Securities Fraud Investigation Did your broker-dealer recommend an investment in CION Investment Corporation...
Ex-Wells Fargo Advisor Kenneth Welsh Sued for $10 Million
Customer files suit against advisor Kenneth Welsh after fraud charges According to Financial Advisor IQ, Ex Wells Fargo advisor Kenneth...
Broker Darryl Cohen Allegedly Defrauded NBA Players
Morgan Stanley Lawsuits Seek $5 Million for Fraud Losses According to an article in Financial Advisor IQ , the regulator has barred...
UBS Hit with $1.9 Million in another UBS YES FINRA Suit
UBS Yield Enhancement Strategy (UBS YES) Recovery of Investment losses Have you suffered losses investing in UBS Yield Enhancement...
James Couture Charged with Witness Tampering
James Couture, LPL, Update on Securities Fraud Investigation According to an article in the Telegram & Gazette on February 3, 2022,...
Broker German Nino Charged with Defrauding Advisory Clients
UPDATE, April 14, 2022: UBS Advisor German Nino Reportedly Pleads Guilty to $5 Million Fraud According to a press release on January 24,...
