Current Investigations
O.N. Investment Management Reportedly Fined
SEC Sanctions O.N. Investment Management Company for Overcharges According to an administrative release posted on January 11, the SEC...
FINRA Award: JP Morgan to pay $1.4 Million to Financial Advisor
FINRA Panel orders JP Morgan to pay Advisor $1.4 Million for Damages According to a FINRA award posted on February 4, 2022, a FINRA...
Franklin BSP Realty Trust (FBRT) Series F Shares Tender Offer
Franklin BSP Realty Trust (FBRT) Shareholders may have Claims The White Law Group continues to investigate potential securities...
CION Investment Corporation (CION) Shareholder Lawsuits
CION Investment Corp. (CION) Securities Fraud Investigation Did your broker-dealer recommend an investment in CION Investment Corporation...
Ex-Wells Fargo Advisor Kenneth Welsh Sued for $10 Million
Customer files suit against advisor Kenneth Welsh after fraud charges According to Financial Advisor IQ, Ex Wells Fargo advisor Kenneth...
Broker Darryl Cohen Allegedly Defrauded NBA Players
Morgan Stanley Lawsuits Seek $5 Million for Fraud Losses According to an article in Financial Advisor IQ , the regulator has barred...
