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Written by 2:02 pm Blog, Current Investigations

C4 Equity LLC, Securities Investigation 

C4 Equity LLC, Securities Investigation, featured by top securities fraud attorneys, the White Law Group

Investors may have claims – C4 Equity LLC, Private Placement Investment  

Are you concerned about your investment in C4 Equity LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.  

C4 Equity LLC reportedly filed a Form D to raise capital from investors in 2019. The total offering amount was purportedly $6,000,000. According to the Reg D filing, the sales commissions and fees on the offering were estimated at 9% of the total offering amount.  

Private placement investments are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.   

The problem with private placement investments such as C4 Equity LLC is that they typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. ? 

To learn more about the risks of investing in private placement investments, please see: Regulation D Private Placement Fraud Attorneys 

Investigating Potential Securities Claims  

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending high-risk private placements, like C4 Equity LLC to investors.  

Despite?the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.  

If you have concerns regarding your investment in C4 Equity LLC and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.  

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington.  

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://whitesecuritieslaw.com. 

 

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