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Written by 7:57 pm Blog, Current Investigations

Robert Ginsberg, Woodbury Broker, Customer Complaints

Broker Robert Ginsberg, Woodbury Financial Services has Customer Complaints, featured by top securities fraud attorneys, The White Law Group

Connecticut Advisor Robert Ginsberg’s customers Allege Unsuitable Investments

The White Law Group is investigating potential securities claims involving broker Robert Ginsberg (CRD # 5177531). Woodbury Financial Services and Ginsberg’s previous broker-dealer Investors Capital Corp.  Our firm has received calls from Woodbury clients who are concerned about the investments Ginsberg allegedly recommended to them.

According to his FINRA BrokerCheck profile, Ginsberg has been associated with Woodbury Financial Services in Wallingford CT since 2016. He was previously affiliated with Investors Capital Corp. since beginning his career as a registered advisor in 2008. He reportedly has four customer complaints filed against him since 2017.  According to FINRA, two complaints are currently pending, one is settled and one was closed- no action. Allegations include unsuitable investments causing investment losses, and unsuitable investments in REITs and BDCs.

Potential Lawsuits to Recover Investment Losses

When brokers violate securities laws, such as making unsuitable investment recommendations, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

If you have suffered investment losses with Robert Ginsberg, Woodbury Financial Services and/or Investors Capital Corp (ICC), you may have recovery options. Please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.



Tags: , , , , , , , , , Last modified: November 30, 2022