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Written by 5:15 pm Blog, Securities Fraud Articles

Brenda Denise Craig barred from FINRA for securities violations

FINRA recently announced that Brenda Denise Craig, formerly of Silver Oak Securities, Inc. in Arlington, Tennessee, has been barred from association with any FINRA member firm in any capacity (Craig was previously registered with Jefferson Pilot Securities Corporation and Sunset Financial Services, Inc.).

Without admitting or denying, Craig consented to findings that she drafted a document authorizing the transfer of an individual retirement account (IRA) plan to Craig’s member firm (presumably Silver Oak Securities, Inc.), signed an administrator’s name to the document and signed customer names to request to change dealer forms for individual plan participants, with the customer’s permission.

In addition to the foregoing FINRA investigation, it also appears that Brenda Denise Craig has been named in at least 2 customer complaints related to securities fraud. These claims are currently pending and appear to have occurred while Craig was employed by Silver Oak Securities, Inc.

If you have questions about investments you made with Brenda Denise Craig or Silver Oak Securities, Inc., or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. To speak to a securities attorney, please call our Chicago office at 312-238-9650 for a free consultation.

The White Law Group is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.

For more information on The White Law Group, visit https://whitesecuritieslaw.com.

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