Author: The White Law Group
MML Investor Services, to Pay $1.8 M in Restitution
According to FINRA, MML Investors Services, LLC (MMLIS) allegedly overcharged 792 customers on sales of mutual funds and have been ordered...
CNL Lifestyle Properties Inc. Delays SEC Filing
CNL Lifestyle Properties Inc. Investment Losses Are you concerned about your investment losses in CNL Lifestyle Properties Inc? If so, The...
Investment Professionals, Inc. Unsuitable Investments
Investment Professionals, Inc. Charged with Selling Unsuitable Investments to Seniors Massachusetts regulator William Galvin recently...
Claus C. Foerster, Barred Broker Sentenced to Prison
U.S. District Judge Bruce H. Hendricks sentenced Claus Foerster, 56, of Spartanburg to 24 months in prison to be followed by three years of...