Author: The White Law Group
PIMCO to Pay $20 Million
PIMCO will pay nearly $20 million to settle charges that it misled investors concerning the performance of PIMCO’s Total Return ETF...
Roger S. Zullo and LPL Financial Annuity Investigation
Investment Losses with Roger S. Zullo Have you suffered losses as a result of an annuity you purchased thorough LPL Financial and its...
FS Investment Corporation Announces Public Offering
FS Investment Corporation announced December 1, that it has priced an underwritten public offering of an additional $80 million in...
FINRA Charges Merrill Lynch $7 Million
The Financial Industry Regulatory Authority said on November 30 it fined Merrill Lynch $7 million for inadequate supervision of client...
