Author: The White Law Group

Broker Investigations

Stephen Mellinger III Indicted for Fraud Scheme

Florida Advisor Stephen T. Mellinger III Allegedly Defrauded the IRS Stephen T. Mellinger III, a former Florida financial advisor, has...

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Broker Investigations

William Berg Allegedly Swindled Investors out of $1.5 Million 

FBI’s “Most Wanted” William Berg Arrested for Defrauding Investors William Berg, a former financial advisor from Waukee, Iowa, was...

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Blog, Broker Investigations, FINRA SEC Sanctions

Luke Michael Johnson Investment Losses

Broker Luke Michael Johnson of Coastal Equities (now known as Realta Equities) Sanctioned for Investment Fraud The White Law Group...

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Investment Loss Recovery

Triple Crown Realty Trust Inc.: Securities Investigation

Triple Crown Realty Trust Inc.: Investigating Potential Securities Claims The White Law Group is investigating potential securities claims...

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FINRA SEC Sanctions

Investment Network and CEO Sanctioned for Misconduct

FINRA Fines Investment Network and CEO for Misleading Investors According to a letter of acceptance, The Financial Industry Regulatory...

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Broker Investigations, FINRA SEC Sanctions

Gustavo Dolfino Allegedly Defrauded Investors

Gustavo Dolfino, Silver Leaf Partners Advisor Barred by the SEC The Securities and Exchange Commission has reportedly settled charges with...

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