Author: The White Law Group
North Dakota Settles with Questar for $2.4 Million
ND Allegations involve Former Rep Kevin Wanner and a 15-Year Ponzi Scheme According to reports, the North Dakota Securities Department...
Knight Energy Holdings LLC Files Chapter 11 Following Racketeering Scandal
Knight Energy Holdings LLC listed 11 Companies in the Chapter 11 petition Knight Energy Holdings, LLC operates as a holding company. The...
FINRA Fines Fidelity Brokerage Services LLC for Compliance Issues
Fidelity Brokerage Services LLC Fined and Censured According to FINRA, on May 23, 2017, Fidelity Brokerage Services LLC (CRD #7784,...
Merrill Lynch Pierce Fenner & Smith Incorporated Fined and Censured
FINRA Fines Merrill Lynch Pierce Fenner & Smith Incorporated for Compliance Issues According to FINRA, on May 16, 2017, Merrill Lynch...
FINRA Fines UBS Securities LLC for Compliance Issues
UBS Securities LLC Fined and Censured According to FINRA, on May 15, 2017, UBS Securities LLC (CRD #7654, New York, New York) was issued an...
Dallas Proton Treatment Center Investment Losses
Investigating Potential Claims Involving Dallas Proton Treatment Center Did you suffer losses investing in Dallas Proton Treatment Center...