Author: The White Law Group
GPB Capital Holdings Update – GPB Capital Pauses Sales
GPB Capital Holdings to focus on accounting at two large funds. According to reports on Friday, GPB Capital Holdings, a leading seller of...
Michigan Rep Roger Denha Reportedly Barred for Cherry Picking
Investigation – Roger Denha – BKS Advisors – Southfield, Michigan According to an administrative order on Friday, the Securities...
Merrill Lynch Settles Charges for $8.9 Million
SEC Censures & Fines Merrill Lynch for Conflict of Interest According to a press announcement, the Securities and Exchange Commission...
Steadfast Income REIT Losses – Investors may have Claims
Secondary Sales Price for Steadfast Income REIT Suggests Losses for Investors For more information about recovery options press play for a...
Ameriprise Financial Censured & Fined $4.5 Million
SEC Charges Ameriprise Financial with Failure to Safeguard Client Assets According to a press announcement today, Ameriprise Financial...
MA Regulator Charges Stockcross & Broker with improper UIT Trades
Peter Cunningham – StockCross Financial Services, Beverly Hills, CA William Galvin, commissioner of the Commonwealth of Massachusetts,...
