Author: The White Law Group
FINRA Settles with 56 Firms over Mutual Fund Waiver Initiative
56 Settlements with Member Firms & $89 Million in Restitution According to a press announcement on Wednesday, the Financial Industry...
Sampson Pearson Jr. Broker Investigation
Sampson Pearson – Northwestern Mutual Investment Services – Charlotte, NC Are you concerned about your investments with Sampson Pearson...
American Eagle Energy Corp. Investigation
American Eagle Energy Corp. – Securities Investigation Are you concerned about your investment in American Eagle Energy Corp.? If so, the...
LPL Financial Lawsuit Alleges Unsuitable Alternative Investments
The White Law Group announces the filing of another FINRA Lawsuit against LPL Financial LLC The White Law Group announces filing of a FINRA...
Reef Securities Inc. Lawsuit
The White Law Group announces the filing of a FINRA Lawsuit against Reef Securities Inc. The White Law Group announces filing of a FINRA...
AR Capital & Execs Settle SEC Charges for $60 Million
AR Capital & Execs Settle SEC Charges for $60 Million According to a press announcement yesterday, the Securities and Exchange...
