Author: The White Law Group
Planmember Securities Corp. Censured & Fined $90,000
FINRA Sanctions Planmember Securities Corp., Carpinteria, CA According to FINRA’s September Disciplinary report, on July 3, 2019, the...
Robert A. Kahn (Rob Kahn) Broker Investigation
Financial Advisor Robert A. Kahn, Edward Jones in Creve Coeur, MO Are you concerned about investments with Robert A. Kahn in Creve Coeur,...
Mark A. Trewitt Broker Investigation
Financial Advisor Mark A. Trewitt, VFG Securities in Plano, Texas Are you concerned about investments with Mark A. Trewitt in Plano, Texas?...
Scott Gunnip Broker Investigation
Financial Advisor Scott Gunnip, Morgan Stanley in South Lake, Texas Are you concerned about investments with Scott Gunnip in South Lake,...
CV Brokerage Inc. Censured & Fined $100,000
FINRA Sanctions CV Brokerage Inc., Williamstown, NJ According to FINRA’s September Disciplinary report, on July 2, 2019, the regulator...
Park Avenue Securities Censured for Overcharges
FINRA Sanctions Park Avenue Securities, New York, NY According to FINRA’s September Disciplinary report, on July 13, 2019, the regulator...
