Author: The White Law Group
Randolph Eddelmon Barred by FINRA – Broker Investigation
Financial Advisor Randolph Eddelmon, Geneos Wealth Management in Scottsdale, AZ Are you concerned about investments with Randolph Eddelmon...
UBS Financial Services Censured & Fined $2,000,000
FINRA Sanctions UBS Financial Services involving Municipal short positions According to the public records on FINRA’s website, on October...
Gadsden Growth Properties Securities Investigation
Gadsden Growth Properties – Investigating Potential Lawsuits Are you concerned about your investment in Gadsden Growth Properties? If so,...
James M. Lamont Broker Investigation
Financial Advisor James M. Lamont, Whitehall-Parker Securities in San Francisco, CA Are you concerned about investments with James M....
C. L. King & Associates Inc. Censured & Fined $292,000
FINRA Sanctions C. L. King & Associates Inc., Albany, New York According to the public records on the Financial Industry Regulatory...
