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Author: The White Law Group

FINRA SEC Sanctions, Securities Fraud Articles

Voya Financial Advisors: Review of Complaints, Regulatory Actions

Voya Financial Advisors Complaints and Regulatory Actions – Updated 2025 The White Law Group reviews the increasing number of investor...

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Broker-Dealer Overview

JW Cole Financial Inc. Regulatory Overview

The White Law Group reviews the regulatory history of JW Cole Financial Inc.     The White Law Group is reviewing potential legal...

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Blog, Current Investigations

Ex-JP Morgan Broker Edward Turley: Investors Lawsuits

Investor Lawsuit Investigation – Edward Turley The White Law Group is investigating potential securities claims involving former...

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Current Investigations

Hartman Retail III, DST: Lawsuit Investigation

Concerned About Your Investment in Hartman Retail III, DST? If you have invested in Hartman Retail III, DST and are worried about potential...

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Blog, Securities Fraud Articles

Discretionary Accounts: Does Your Broker Have Too Much Authority?

Typically, when investors hand control of their portfolios to a qualified professional, they hope for positive outcomes. However, how much...

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Blog, Current Investigations

Vanderbilt Securities Regulatory Review

Vanderbilt Securities Review – Regulatory History & Customer Complaints Prepared by The White Law Group – National Securities...

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