Author: The White Law Group
Tom A. Puentes Broker Investigation
Financial Advisor Tom A. Puentes, Kestra Investment Services in Woodland Hills, CA Are you concerned about investments with Tom A. Puentes...
Atlas Growth Partners LP – Investigating Potential Lawsuits
Atlas Growth Partners LP– Securities investigations Concerned about your investment in Atlas Growth Partners LP? The White Law Group is...
Kari M. Bracy Broker Investigation
Financial Advisor Kari M. Bracy, NY Life Securities in Jacksonville Beach, FL Are you concerned about investments with Kari M. Bracy in...
FINRA Award: Former baseball star awarded $1.7 M
Merrill Lynch Recommended Puerto Rican bonds to the former MLV player According to a FINRA award posted Tuesday, a 3 person FINRA...
New Jersey Passes Financial Exploitation Law to Protect Seniors
Gov. Murphy signs Safeguarding Against Financial Exploitation Act to Protect Elders According to news reports this week, New Jersey is the...
Royal Alliance to pay $400,000 for Failure to Supervise
Royal Alliance Reportedly Sanctioned for 2 imprisoned brokers who stole $3.8 million According to the Financial Industry Regulatory...
