Author: The White Law Group
FINRA Lawsuit filed against Sagepoint Financial, Inc.
Sagepoint Lawsuit Alleges Unsuitable Investment Recommendations The White Law Group recently announced that it has filed a FINRA...
Laura O. Shean Broker Investigation
Financial Advisor Laura O. Shean, LPL Financial , Medford, Oregon Oregon Reportedly Bars Advisor Laura O. Shean for Alleged...
Antonio G. Puente (Tony Puente) Broker Investigation
Financial Advisor Antonio G. Puente, Valic Financial Advisors, Miami, FL FINRA Reportedly Bars Advisor Antonio G. Puente after Allegations...
Charles J. Evan Barred after Allegations of Inappropriate Sales
Financial Advisor Charles J. Evan, MML Investors Services, Wellesley, MA FINRA Reportedly Bars Advisor Charles J. Evan after Allegations of...
