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Author: The White Law Group

Broker-Dealer Overview

Cetera Advisors: Complaints and Regulatory Actions Overview

Cetera Advisors: Complaints and Regulatory Actions Overview Cetera Advisors LLC and its affiliated firms, Cetera Wealth Services LLC and...

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Current Investigations

Blue Owl Capital Corporation: OBDC II Wind-Down & Sila Realty Acquisition

Blue Owl Capital Corporation: Merger Termination, OBDC II Wind-Down, and Sila Realty Trust Acquisition Blue Owl has ended the quarterly...

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Broker Investigations

Craigg McRae, Former Wells Fargo Advisor, Suspended by FINRA

Craigg McRae FINRA Suspension | Unauthorized Trading FINRA has suspended Craigg McRae, a former Wells Fargo Advisors broker, for 15 days...

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Broker Investigations

Kim Thien Tran, Former NYLife Securities Broker, Suspended by FINRA

Kim Thien Tran (NYLife Securities) Suspended by FINRA FINRA has reportedly suspended former NYLife Securities broker Kim Thien Tran, also...

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Current Investigations

Vibrant Minerals Investments, LLC Investment Losses

Vibrant Minerals Investments, LLC: Recovery of Investment Losses through FINRA Arbitration The White Law Group is investigating potential...

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Blog, Current Investigations

EcoVest Capital Conservation Easement Losses & Investor Lawsuits

EcoVest Capital Complaints, Conservation Easement Losses & Lawsuits  | Updated July 2026 The IRS announced in May 2026 what it...

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