Author: The White Law Group
Next Financial Group to pay $750,000 for Supervisory Failures
FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White Law Group is investigating potential securities claims...
Texas South Energy Inc. Securities Investigation
Concerned about your investment in Texas South Energy Inc.? The White Law Group is investigating the liability that FINRA registered...
Douglas Szempruch Suspended from the Securities Industry
FINRA Reportedly Suspends Douglas Szempruch after Allegations of Unsuitable & Unauthorized Trades According to public records from the...
Tyler Rigsbee Barred from the Securities Industry
FINRA Reportedly Bars Tyler Rigsbee after Allegations of Misdirection of Client’s funds According to the Financial Industry Regulatory...
Scuderi-Holyoke Securities Investigation
Did your broker recommend an investment in Scuderi-Holyoke? The White Law Group is investigating potential securities claims involving...
Broker George McCaffrey III, Barred for Selling Away
FINRA Reportedly Bars George McCaffrey III after Allegations of Private Securities Sales Are you concerned about investments with financial...
