Author: The White Law Group
Paul Koch Barred from Securities Industry
FINRA Investigation Alleges Broker Paul Koch Recommended Risky, Unsuitable Investments According to a Letter of Acceptance Waiver and...
Advisor Scott Fries Settles Fraud Charges with SEC
SEC Alleges Scott Allen Fries Defrauded at least Ten Investors The White Law Group is investigating potential securities claims...
Cell Point LLC Reportedly Charged with $10 Million Fraud
SEC reportedly charges Cell Point LLC, Colorado Biopharma Company According to a litigation release, on February 14, 2022, the United...
Mario Rivero Jr. Reportedly Charged with Stealing from Clients
Mario Rivero Jr., New Jersey Financial Advisor Allegedly Steals $529,870 from Clients According to an article in Financial Advisor IQ...
Forrest Jones, Merrill Lynch, Barred from Securities Industry
SEC Charges Financial Advisor Forrest Jones with Defrauding Investors According to the Financial Industry Regulatory Authority (FINRA),...
FINRA Sanctions Crown Capital Securities LP for Violations
FINRA Censures and Fines Crown Capital $75,000 for Compensation Violations According to the Financial Industry Regulatory Authority...
