Author: The White Law Group
Franklin BSP Lending Corp. Investigation
BDCA Changes Name to Franklin BSP Lending Corp. The White Law Group is investigating potential claims involving broker dealers who may have...
C4 Equity LLC, Securities Investigation
Investors may have claims – C4 Equity LLC, Private Placement Investment Are you concerned about your investment in C4 Equity LLC? If...
FINRA Sanctions National Securities Corp for Misconduct
FINRA Sanctions National Securities Corp for Misconduct involving Pre-IPO Sales According to a document posted this week by the...
Integrated Wealth Concepts Settles Fraud Lawsuit
Integrated & LPL pay $1 M in Restitution to Victim of Advisor Matthew O. Clason Integrated Wealth Concepts, an RIA hybrid of LPL...
Marianne Oshee Smith Allegedly Converted Customers’ Funds
FINRA Reportedly Bars Cetera Broker Marianne Smith from the Securities Industry According to the Financial Industry Regulatory Authority...
First Trust High Yield Opportunities 2027 Term Fund Securities Investigation
Investor Alert: First Trust High Yield Opportunities 2027 Term Fund (FTHY) Did your financial advisor recommend investing in a high yield...