Author: The White Law Group
New Haven Broker John Anthony Sommo Barred from Securities Industry
John Sommo, UBS Financial Services, Barred after allegations of unsuitable investments According to the Financial Industry Regulatory...
StHealth Capital Investment Corp. Liquidation for Investors
StHealth Capital Investment Corp. Tender Offer Price Indicates Losses for Investors The White Law Group continues to investigate...
Cetera to pay $7 Million for Allegedly Defrauding Advisory Clients
SEC Obtains Final Judgment Against Cetera for charges of Defrauding Their Advisory Clients According to a press release on October 24,...
