Author: The White Law Group
LPL Financial Sanctioned for Failure to Supervise
LPL Failed to Recognize Red Flags Related to Rep’s undisclosed business activities According to the Financial Industry Regulatory...
Virtua Hospitality Opportunity Zone Fund I LLC
Securities Investigation: Virtua Hospitality Opportunity Zone Fund I LLC The White Law Group is investigating potential securities claims...
Global Net Lease (GNL) Proxy War Continues
Blackwells Capital Attempts to Replace AR Global as External Manager of GNL According to the DIWire this week, Blackwells Capital LLC, an...
Four more Firms Sanctioned for Unsuitable GPB Offerings
FSC Securities, Royal Alliance, SagePoint and Woodbury Censured & Fined for Unsuitable Sales of GPB Offerings According to The...
Blackstone REIT (BREIT) Limits Redemptions
Blackstone REIT Hit with influx of Redemption requests after Equity Raise Declines Blackstone REIT (BREIT) reportedly limited redemptions...
FFEC Wealth Partners Allegedly Failed to Supervise Margin use
FINRA Sanctions FFEC Wealth Partners for Supervisory Failures According to the Financial Industry Regulatory Authority (FINRA), the...