Author: The White Law Group
Vanguard Settles Class Action Lawsuit for $40 Million
Vanguard Group Agrees to Settle Suit over Target Date Funds Vanguard Group has reportedly agreed to a $40 million settlement to resolve a...
Sean Michael Kane Allegedly Deceived Clients
SEC Bars Sean Michael Kane after Allegations of Misconduct The SEC has reportedly barred Sean Michael Kane, a financial advisor from...
Invesco to Pay $17.5 M for Misleading Clients
SEC Charges Invesco with Misleading Claims Regarding ESG The U.S. Securities and Exchange Commission (SEC) recently charged Invesco...
SEC Chair Gary Gensler may Resign Following Trump Win
Regulatory Shift after 2024 Election Following Donald Trump’s victory in the presidential election, many in the finance and advisory...
Cetera CEO to Step Down this year
Adam Antoniades, Cetera CEO, to Step Down this year According to Investment News, Adam Antoniades, CEO of Cetera Financial Group, will...
Atria Wealth Solutions Regulatory Overview
LPL Financial Completes Acquisition of Atria Wealth October 1st, 2024: LPL Financial (NASDAQ: LPLA) has completed its acquisition of Atria...
