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Author: The White Law Group

Securities Fraud Articles

Mutual Fund Switching 

What is Mutual Fund Switching?  Mutual fund reallocation, or switching, involves the strategic transfer of assets from one fund to another...

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Broker Investigations, FINRA SEC Sanctions

Robert Lee Golding Barred by FINRA  

FINRA Bars Robert Lee Golding after Allegations of Forgery  According to public records, on November 27, 2023, FINRA, the self-regulator...

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Investment Loss Recovery

CF Valencia Life Sciences DST: Securities Investigation 

Investor Alert:  CF Valencia Life Sciences DST  The White Law Group is investigating potential securities claims involving broker dealers...

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Broker Investigations, FINRA SEC Sanctions

Aegis Advisor Keith Curtis Barred by FINRA  

FINRA Bars Keith Curtis after Allegations of Conversion of Funds   According to public records, on November 16, 2023, FINRA, the...

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Broker Investigations, FINRA SEC Sanctions

Broker Robert Silvestri Barred by FINRA 

FINRA Bars Robert Silvestri after Allegations of Loan from Customer  According to public records, FINRA, the self-regulator that oversees...

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Broker Investigations

Advisor Christopher Turean Pleads Guilty to Embezzlement 

Christopher Turean Pleads Guilty to $4.6 Million Embezzlement According to article from Fox59 newson November 21, Christopher Turean,...

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