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Author: The White Law Group

Broker-Dealer Overview

LPL Financial Reviews, Complaints, and Lawsuit Claims: Help for Investors

LPL Financial Reviews, Complaints, and Lawsuit Claims The White Law Group is actively investigating potential LPL Financial lawsuit claims...

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Blog, Current Investigations

Conservation Easement Investments: A Red Flag with the IRS — Updated July 2026

Conservation Easement Investment Losses | IRS Red Flag Updated July 23, 2026 The IRS announced a new time-limited settlement offer in May...

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Broker-Dealer Overview

Cetera Advisors: Complaints and Regulatory Actions Overview

Cetera Advisors: Complaints and Regulatory Actions Overview Cetera Advisors LLC and its affiliated firms, Cetera Wealth Services LLC and...

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Current Investigations

APX Energy, LLC Investment Losses and Complaints

APX Energy Investment Losses & Complaints Investors who purchased private placements sponsored by APX Energy, LLC may have options to...

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Broker Investigations

Craigg McRae, Former Wells Fargo Advisor, Suspended by FINRA

Craigg McRae FINRA Suspension | Unauthorized Trading FINRA has suspended Craigg McRae, a former Wells Fargo Advisors broker, for 15 days...

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Broker Investigations

Kim Thien Tran, Former NYLife Securities Broker, Suspended by FINRA

Kim Thien Tran (NYLife Securities) Suspended by FINRA FINRA has reportedly suspended former NYLife Securities broker Kim Thien Tran, also...

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