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Author: D. Daxton White

Blog

Oppenheimer fined over leveraged ETFs.

The Financial Industry Regulatory Authority recently announced that it has fined Oppenheimer & Co. Inc. $2.25 million and ordered the...

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Blog, Securities Fraud Articles

Andrew Yocum – Barred from Securities industry

Concerned about investment losses with Andrew Yocum? If you invested with Andrew Yocum and lost money,  you may be entitled to recover...

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Blog, Current Investigations

Investor Alert: Black Elk Energy, LP

Recovery of Investment Losses in Black Elk Energy Did you suffer losses investing in Black Elk Energy, LP? If so, The White Law Group may...

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Blog, Current Investigations

Investor Alert: ICON ECI Fund 16

ICON ECI Fund 16 Investment Losses Have you suffered losses investing in ICON ECI Fund 16 ?  If so, the securities attorneys of The White...

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Blog

Merrill Lynch fined over structured notes sales

The Securities and Exchange Commission recently announced that Merrill Lynch has agreed to pay a $10 million penalty to settle charges...

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Blog

Ameriprise fined over closed-end fund sales

According to reports, Ameriprise Financial Services Inc. has agreed to pay a $100,000 fine to settle charges by the Financial Industry...

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