Author: D. Daxton White
Establishing a Misrepresentation Claim
While many people believe that they have been the victim of a securities fraud, the lawyer’s challenge is proving that claim to an...
Top 10 Investment Scams
As established by the Washington State Department of Financial Institutions, the following are 10 of the most common types of investment...
How to Stop a Broker from Cold-calling?
Stop the Cold Calling High-pressure sales calls (sometimes referred to as cold-calling) have been occurring in the securities industry for...
Investors duped by fraud may be able to get tax relief
As reported in the Sun Sentinel, and according to tax attorney Richard S. Lehman, investors duped by fraud can get some tax relief —...
FINRA Proposes Improving BrokerCheck
FINRA, the financial industry’s self-regulating watchdog, has proposed that the organization’s central database for providing...