Author: D. Daxton White
Atlanta, Georgia Securities Fraud Lawyer
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago,...
Jupiter, Florida Securities Fraud Attorney
The White Law Group handles securities fraud cases throughout the country and Florida, including reviewing and handling securities fraud...
GunnAllen Financial Securities Fraud Alert
On Sept. 28, 2009, the Securities and Exchange Commission (SEC) officially charged former GunnAllen Financial broker Frank Bluestein with...
Michael Lewis Axel barred from FINRA for violations
FINRA recently announced that Michael Lewis Axel, formerly of Tripp & Co., Inc. in New York City , has been barred from association...
Risks of Investment syndicates
An investment syndicate is a temporary association of investors brought together for the purpose of pooling funds to invest in a larger...
Risks of Brokerage Firm Subordination Agreements
FINRA recently issued an Alert because of its concern that an increasing number of investors may be entering into financing arrangements...