Author: D. Daxton White
William Edward Herlihy suspended by FINRA
FINRA recently announced that William Edward Herlihy, formerly of Orion Trading LLC, has been censured, fined $30,000 and supended from...
Mark Francis Harper barred from securities industry
FINRA recently announced that Mark Francis Harper, formerly of Bentley-Lawrence Securities, Inc. in Stow, Ohio, has been barred from...
Henry Thomas Goode fined and suspended by FINRA
FINRA recently announced that Henry Thomas Goode, a former registered representative with Wachovia Securities in Indialantic, Florida, has...
Dedric Hillery Gill III barred from securities industry
FINRA recently announced that Dedric Hillery Gill III, a former registered representative with QA3 Financial Corp. in Omaha, Nebraska, has...
