Author: D. Daxton White
Investigation: Freddie Mac and Fannie Mae Preferred Stocks.
We are investigating a possible securities fraud claim on behalf of an investor involving an improper and unsuitable investment...
Christopher William Shanahan barred from securities industry
FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...
Richard Albert Seefried suspended by FINRA
FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...
Investigation of UBS financial advisor Eduardo Sordo
We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...
Andrew Mark Ruby Barred from Securities Industry
FINRA recently announced that Andrew Mark Ruby, a former Morgan Stanley financial advisor in Hartsdale, New york, has been barred from...
Drumond Ricardo Roby barred from securities industry
FINRA recently announced that former H&R Block Financial Advisor Drumond Ricardo Roby has been barred from association with any FINRA...
