Author: D. Daxton White
Regulation of Equity Indexed Annuities
According to a recent Wall Street Journal article, a court order has scuttled a rule to regulate equity-indexed annuities as securities and...
Michael Szafranski reaches $6.03 million settlement
As reported in the Sun-Sentinel, a Miami-Dade County financial adviser has reached a $6.03 million settlement with attorneys handling the...
Investigation: Oppenheimer Champion Fund
The White Law Group is investigating possible securities fraud claims involving the Oppenheimer Champion Income Fund (OCHBX, OPCHX and...
Common Securities Fraud Involving REITs (real estate investment trusts).
A real estate investment trust or REIT is a tax designation for a corporation investing in real estate that reduces or eliminates corporate...
Jennifer Cheeseman barred from securities industry
FINRA recently announced that Jennifer Evelyn Cheeseman, a former financial advisor with NY Life Securities in Stapleton, Alabama, has been...
Investigation: Travis Wright And Waterford Loan Fund
The U.S. Securities and Exchange Commission has recently sued a Utah man for fraudulently misusing $139 million of investor funds....
