Author: D. Daxton White
William James Murphy Barred From Securities Industry
FINRA recently issued a regulatory decision wherein William James Murphy was fined $591,933.67 as disgorgement of commissions and barred...
Securities Fraud Investigation Involving CIT InterNotes
The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...
How to file a FINRA/NASD Complaint
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...
How to file a FINRA complaint
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...
Commodities Fraud and Futures Fraud Attorneys
The White Law Group represents investors who have suffered investment losses as a result of investments made with commodities or futures...
Wyoming Securities Laws
Each state has its own securities laws. The following are selected sections of the Wyoming securities laws that are generally applicable in...
